You Can Now Take CFP Exams At Home While Monitored By Remote Proctors
First it was the office, then happy hour, and now even Certified Financial Planner (CFP) exams have gone remote.
Recent
Small RIAs Were Hit Hardest By Coronavirus Crisis, Now They’re Trying To Sell Before Another Crash
Smaller IRAs were hit the hardest by the coronavirus crisis and ensuing economic downturn.
We’re Back: RIA M&A Activity Revved Back Up In June, According To Fidelity Report
After spending April and May without any real movement, RIA M&A activity was back and looking good during the month of June.
Gundlach Says The Obvious And Markets Cheer: How To Become A Pundit
Predicting a weak dollar when the Fed is printing money isn’t rocket science. Turning it into consistent, client-friendly headlines is the hard part.
COVID Cash Crunch Continues: Ways Advisors Can Stay Liquid Without Reaching For PPP Loans
The quarantines are over but with banks cracking down on traditional loans, advisors looking to recapitalize (or cover overhead) need to get creative.
Connecticut Investment Adviser and Its Former CEO to Pay Over $2 Million
The SEC have announced final judgments against Connecticut investment advisory firm Temenos Advisory, Inc.
New DOL Fiduciary Rule Package: What You Really Need to Know
The new “fiduciary rule” package has three important components, including reinstating its “five-part test.”
