FINRA’s New Arbitrator Standards Spark Controversy Among Investor Advocates
Recent changes to FINRA’s arbitrator eligibility criteria are drawing sharp criticism from investor advocates.
Recent
Betterment Acquires Rowboat Advisors to Accelerate Platform for RIAs
Acquisition deepens Betterment's portfolio management capabilities, unlocking next-generation tools for tax-efficient, personalized investing.
Emigrant Partners Acquires Minority Stake in Jim Dickson’s Elevation Point to Accelerate RIA Investments
In strategic move that strengthens both firms’ reach in independent advisory space Emigrant Partners has acquired a minority stake in Elevation Point.
A Different And More Immediate Convergence Is Shaping Investment Management
The once-clear lines separating traditional and alternative assets are rapidly dissolving.
Barry Ritholtz Explains How Not To Make Stupid Investing Mistakes
The longtime adviser has written a playbook for keeping your strategy simple and not getting in the way of compounding.
Private-Place Life Insurance Coming Under Scrutiny From Lawmakers
Life insurance rarely excites advisors but for ultra-high-net-worth individuals, private-placement life insurance policies can reduce estate taxes.
Rise Growth Partners Announces $250 Million Commitment From Charlesbank Capital Partners to Fuel the Next Generation of RIAs
With private equity backing, Rise Growth Partners will seek to help RIAs break through barriers and become national enterprises.
