Featured
SEI: Leading in an Age of Abundant Intelligence
I have been to multiple leadership and AI summits in the last few months. As I reflect on all the ideas and insights shared, the most important one for me is a quiet truth that I have been feeling deeply for a while now.
2024 Data Breach to Cost Fidelity $1.25M
Fidelity Investments has agreed to pay $1.25 million to resolve allegations bro
Recent
Analyst Alleges Wrongful Termination by FINRA Due to Emergency Medical Leave
A former analyst at the Financial Industry Regulatory Authority has filed suit against the regulator, alleging wrongful termination tied to his use of protected medical leave in 2025. The case raises potential compliance and employment practice considerations for firms navigating leave policies and performance management.
Oil Prices May Spike Again As 'Something is Off' With the Current Math, JPMorgan Says
Nine weeks into the Iran war, the global economy continues to lose record volumes of oil supply — yet prices have remained relatively contained and well below all-time highs. Those prices could soon change as "something is off" in the math, according to JPMorgan oil strategists.
AI Optimism Raises Positive Implications for RIAs and Wealth Advisors
A renewed wave of optimism around artificial intelligence is reshaping equity market leadership, with meaningful implications for portfolio positioning among RIAs and wealth advisors. The sharp rally in semiconductor stocks has reaccelerated the AI investment theme, coinciding with the S&P 500 and Nasdaq Composite reaching fresh record highs.
Warsh Confirmation Set to Advance as GOP Holdout Backs Vote
Senator Thom Tillis said he’s dropping his blockade of Kevin Warsh’s nomination to head the Federal Reserve, saying the Justice Department’s decision to end a criminal probe targeting Fed Chair Jerome Powell removed a threat to the central bank’s independence.