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UBS Loses "Low Risk" Client Complaint Case
The firm was ordered to pay $371,000 in damages and fees to clients who said its Yield Enhancement Strategy was inappropriately presented as low risk
Advisors Captured New Assets In The Pandemic But Strains Emerged
That difference in stress levels was attributed to greater levels of strain on work-life balance and in protecting children and elderly relatives.
Switching Firms Can Push 19% Of Your Clients Away
Cerulli Associates has a word of caution for advisors who are thinking of switching firms: it may be riskier than you expect.
Biden says he has not spoken with Fed Chair Powell
Biden said on Tuesday he has not spoken to Federal Reserve Chair Jerome Powell, noting the central bank is an independent agency.