UBS has reached $3.5 million settlement to resolve allegations of supervisory failures tied to short-term trading in preferred stocks by its brokers.
On big down days for the stock market or prolonged stretches of sell-offs, it's good to have a trusted playbook.
Life insurance rarely excites advisors but for ultra-high-net-worth individuals, private-placement life insurance policies can reduce estate taxes.
Fed Bank of San Francisco President Mary Daly said she is “very comfortable” with policymakers’ median projection of two interest-rate cuts next year.