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How to Evaluate a Direct Indexing Provider: 5 Questions Every Advisor Should Ask
Direct indexing has been heralded as the next evolution in personalized investing. It offers the potential for flexibility, tax efficiency, and the ability to tailor portfolios to each client’s unique situation.
Hedge Funds Short Healthcare Providers As Subsidies Debate Intensifies
Hedge funds last week sold more U.S. healthcare stocks than they bought for the first time in 14 weeks according to Goldman Sachs.
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Gundlach: Stocks Will Crack Any Day Now
Right now, Gundlach has just 25% of his portfolio in stocks. The rest is split between bonds, cash and gold. He thinks diversification is everything.
3rd Quarter RIA M&A Deals Rebound, Hit Record Level
After a brief slowdown in the second quarter, wealth management M&A activity has returned to an all-time high level.
Comparing the DOL Proposal to the Broker-Dealer and RIA Standards of Conduct
Comparing standards of conduct between broker-dealers under Reg BI, RIAs under the SEC, and DOL's proposed prohibited transaction exemption.