Goldman Sachs offers RIAs tech discount for asset flow, creating potential conflict
Goldman Sachs is offering discounts on its comprehensive technology stack to RIAs that place given levels of client assets into mutual funds and ETFs.
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Risks For RIA Firms in a COVID World
In light of COVID-19, the SEC hasoutlined "regulatory and compliance questions and considerations" for SEC-registered Firms.
Father Of 4% Rule Actually Used 4.5% For Clients, Here's What He Says To Use Today
Bill Bengen, the “father” of the 4% rule, the safe withdrawal rate for retirement savings, actually used 4.5$ for his clients.
Pershing Rakes In $12 Billion In New Assets As New RIA Clients Come Rolling In
The RIA Custodian raked in $12 billion in new assets in the third quarter, with a good portion likely due to incoming RIAs.
When it Comes to Custodians, Advisors Shouldn’t Settle for Less
One of the most important decisions an independent investment advisory firm can make is its choice of custodian.
Protect Wealth While You Can: Biden-Harris Blue Wave Unleashes Now-Or-Never Planning Tsunami
We’ve seen this before. When the tide in Washington turns, taxes go up and shielding clients from the IRS becomes essential. Get ahead of the crowd!
3rd Quarter RIA M&A Deals Rebound, Hit Record Level
After a brief slowdown in the second quarter, wealth management M&A activity has returned to an all-time high level.
