The Kinds of Clients Financial Planners Should Avoid
Financial planners watch for a number of warning signs about potential clients
Recent
From divorce issues to shoe spending, financial advisers are hearing it all
Carrie Coghill realized just how much her job as a financial adviser had changed as she sat at a bank helping a client open her first...
Attracting Wealthy Clientele Requires Different Marketing Tactics
Salespeople who chase big accounts are sometimes called elephant hunters. They curry favor with the wealthiest prospects.
Beware of Texting While Advising
In December 2018, the Securities and Exchange Commission's Office of Compliance Inspections and Examinations...
Raymond James Financial to buy Silver Lane Advisors
Raymond James Financial announced that it has entered into a definitive purchase agreement to acquire Silver Lane Advisors.
Lido Advisors Announces Merger with Ken Stern & Associates
Lido Advisors announced its merger with San Diego-based Ken Stern & Associates
55% of candidates pass CFP exam
The Financial Planning Standards Council has released results for the most recent sittings of the FPSC Level 1 exam and the CFP exam...
