As a hedge against possible FINRA oversight of advisors and re-enactment of the Glass-Steagall Act in a second Obama term, more RIAs are trading their SEC registration for trust licenses i
Trust experts weigh in on the details of Jobs’ trust and estate plan.
With bank failures running at their highest level in nearly two decades, those holding fiduciary accounts may cause problems for advisors who recommend them should the bank fail.
State legislatures are still enacting trust law enhancements to provide greater protection for your client’s wealth.
