The Wealth Advisor

Contributor

The Wealth Advisor is today’s most relied-on source of news and education for planners and advisors. We scan the news so you don’t have to, sending you what you don’t want to miss…but don’t always have time to find yourself without poring through dozens of publications. The Wealth Advisor sends you a handy once-a-week list of the most important news, hand-picked by our staff for its importance to investment advisors and their practices.

Cryptocurrency Incorporated into Finra Compliance Requirements

Finra has recently expanded its compliance requirements for brokerage firms, incorporating cryptocurrency regulations into their checklist.

Block Trading Accusation Leads Morgan Stanley to Settles with SEC and DOJ for $249 Million

Morgan Stanley has agreed to a $249 million settlement with the SEC and DOJ following accusations of deceptive practices related to block trading.

Race is on for Bitcoin ETF Customer Acquisition

Crypto advocate Mike Novogratz anticipates competitive scenario among 3 major firms as introduction of bitcoin ETFs ignites quest for new clientele.

Fed Officials Say December CPI Did Not Budge View of Inflation

Fed took little fresh signal from consumer price data published as whether inflation is headed firmly enough back to central bank's 2% target.

Large Backers of Private Equity Are Asking For Their Money Back

Most influential investors are giving world’s largest private equity firms a message: if you want money for your next fund here’s our list of demands.