Wealthfront and Hedgeable Charged by the SEC
The Securities and Exchange Commission filed charges against Wealthfront and the now-defunct Hedgeable that included accusations of false performance
Recent
Harnessing the Power of Social Media for Advice Practices
Financial advice firms can use social media to build the brand and reputation and better tailor services to their clients.
Using Portfolio Presentation Tools to Differentiate from the Robos
Financial advisors increasingly have to demonstrate to prospects what sets them apart from robo-advisors.
Amazon Moves The Banking Cheese: Can Chase, BofA, Citi Avoid The Fate Of Low-Tech Dinosaurs?
Finance and technology are converging fast. Advisors who pick the right partners now can survive — others won't get a second chance.
Integrated and paper free: How technology can streamline account opening and transfers
The good news? Your firm has just signed up a major new customer, who wants to move all his assets to your platform from another broker/dealer.
Are New Robos Using Dubious Comparisons to Lure Clients?
New robo-advice platforms such as Ellevest seem to be suffering from the same marketing pitfalls as their traditional counterparts.
The Fintech Revolution Isn’t Over — It’s Been Co-Opted by Incumbents
Established financial firms are getting in on the game of innovation in fintech.
