UBS recognizes the need to improve profitability within its U.S. wealth management business and is taking a strategic approach to achieving growth.
JPMorgan Chase will continue its diversity efforts, its CEO Jamie Dimon said in an interview with CNBC on Monday.
Robinhood Markets Inc. said the US Securities and Exchange Commission closed an investigation into the firm’s cryptocurrency operations.
James McDonald, a once-prominent financial advisor and frequent CNBC commentator, has pleaded guilty to one count of securities fraud.