An Oklahoma-based financial advisor has been suspended by Finra for impersonating clients during a series of phone calls to his former brokerage firm.
Robinhood Markets Inc. CEO Vlad Tenev said retail investors are largely excluded from the “huge opportunity” available in private markets.
Wealth advisors tracking investor behavior have new data point to monitor: margin debt surged to record high, signaling investor sentiment.
Staffers at the notoriously secretive hedge fund D.E. Shaw fear the wildly lucrative left-wing firm could face “reprisals” from Trump administration.