Portfolio manager trade allocations are now under intense regulatory scrutiny after federal prosecutors charged a prominent bond fund manager.
JPMorgan has introduced plans for a new ETF targeting exposure to Nasdaq-100 stocks while incorporating options to safeguard against market downturns.
RTW Investments, a $6.5 billion hedge fund specializing in the life sciences, is being investigated by the Securities and Exchange Commission.
Trade allocations by portfolio managers are coming under increased scrutiny as federal prosecutors charge a high-profile bond fund manager.