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Quarterly To Semiannual Reporting Could Reshape The Investment Landscape
The SEC’s proposal to allow public companies to shift from quarterly to semiannual reporting could significantly reshape the investment landscape, with meaningful implications for wealth advisors, RIAs, and long-term portfolio management s
What Everyone Is Missing About Mamdani’s Plan To Tax Ken Griffin’s $238 Million Penthouse
(CNN) - New York City Mayor Zohran Mamdani stood outside a luxury skyscraper in Manhattan for a video
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Consolidation Continues: Fewer Broker-Dealers, More Reps, and Growth in Dual Registration
The broker-dealer landscape is undergoing steady consolidation, even as the total number of registered representatives continues to edge higher.
Dynamic Volatility Management: How WEBs’ DVQQ Seeks to Smooth the QQQ Ride
WEBs’ DVQQ ETF seeks to provide a new way to own the Nasdaq 100—using a rules-based strategy to dial exposure up or down based on realized volatility. The result: a more disciplined, dynamic approach to managing high-growth equity allocations.
The SEC Files Civil Complaint Against Investment Management Partners
The SEC has filed a civil complaint against Chicago-based RIA firm P/E Capital Investment Management Partners and its CEO Eliseo Prisno.
Fed's Daly Says Two Rate Cuts Remain On The Table For This Year
Federal Reserve Bank of San Francisco President Mary Daly said the time to cut rates is nearing, without saying when she believes that should happen.