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Finra Alleges Abuse of POA by Stifel Broker
Stifel Nicolaus consented to a settlement exceeding $450,000 to address accusations of inadequate supervision over reps endowed with POA for clients.
The Federal Reserve's Recent Policy Decisions Could Have Been More Cautious
The FED's dovish posture has sparked a market surge and eased fin conditions, challenging it's objectives and heralding further monetary tightening.
Betterment for Advisors Adds Mutual Funds to Custom Portfolios
Betterment announced Betterment for Advisors, its RIA custody division, is adding thousands of mutual funds to its custom portfolio construction menu.
Justice Department Files Antitrust Suit Against Apple
The Justice Dept filed a federal antitrust lawsuit against Apple, alleging the tech giant illegally maintains dominance over its IPhone ecosystem.