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‘We do not negotiate with regulatory thugs’: RIA strikes back at SEC over 12b-1 fee charges
‘Principle is important, my integrity is not negotiable, and I will not settle with them,’ said Tim Pagliara of $1.1bn RIA CapWealth Advisors.
How Rules Governing Financial Advisors Could Change Under Biden
The financial services industry is preparing for regulatory changes under Biden that will impact every level of the financial world.
What Advisors Must Know About New PPP Loans And Stimulus, Kitces
Now that the new coronavirus stimulus package has been signed by Trump, there are plenty of provisions that financial advisors need to be aware of.
How Advisors Can Avoid Being Fired In 2021
A year of volatility will lead to heavy scrutiny in 2021. Advisors better be ready to bring their A+ game or face the consequences.