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SEI: Leading in an Age of Abundant Intelligence
I have been to multiple leadership and AI summits in the last few months. As I reflect on all the ideas and insights shared, the most important one for me is a quiet truth that I have been feeling deeply for a while now.
2024 Data Breach to Cost Fidelity $1.25M
Fidelity Investments has agreed to pay $1.25 million to resolve allegations bro
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The cult of the founder weighs on Vanguard
Vanguard’s aggressive move into the clubby world of the investment advisory business looks set for a clash with John C. Bogle’s legacy.
Evercore hikes pay, cautions new hires are slower to ramp-up
Revenues at Evercore were up 55% year-on-year to a record $662m in the first quarter.
SEC Highlights Need For Improvements In Investment Adviser And Private Fund ESG Policies, Procedures, And Practices
The SEC recently examined investment advisers, registered investment companies, and private funds that offer ESG products and services.
SEC Charges IIG Co-Founder Martin Silver With Fraud
According to the SEC, Silver defrauded IIG’s advisory clients by, among other things, grossly overvaluing the assets in IIG’s flagship hedge fund.