Cannabis Bank Gurus Scramble For Safe Harbors After Shock Fed Crackdown
DOJ reversal on “hands off” enforcement policy forces hundreds of pot-friendly institutions to hedge their bets on a once-promising $10 billion boom.
Recent
Advisors’ Electronic Communications Aren’t up to SEC Standards
The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations has recommended that registered investment advisors...
Wealthfront and Hedgeable Charged by the SEC
The Securities and Exchange Commission filed charges against Wealthfront and the now-defunct Hedgeable that included accusations of false performance
New rules, new opportunities: What financial advisors need to know about the Tax Cut and Jobs Act
On December 22, 2017, President Trump signed the Tax Cut and Jobs Act into law, overhauling nearly every aspect of the U.S. tax code.
Congress Just Gave Independent RIAs A 20% Raise
Final reconciliation bill has the votes so it’s time to count the bullets we dodged and the opportunities ahead for everyone who works with wealth.
Tax Plan Time Bomb Creates Huge Now-Or-Never Planning Opportunity
Senate version incentivizes selective loss harvesting now and duplication of investment accounts in the hereafter, provided of course it passes.
Get Working Rich Clients Ahead Of The Tax Cuts
Congress may be making up the details as they go, but that’s no reason to keep your bread-and-butter households in the dark on their planning options.
