Fugitive Financial Advisor Indicted for $10 Million Investment Fraud Scheme
Former Berkely Lake financial adviser Christopher Burns has been indicted for role in an investment fraud scheme that defrauded dozens of investors.
Recent
Report Suggests Tucker Carlson Was Fired Over Prayer Talk: 'Freaks Rupert Out'
Tucker Carlson may have been fired from Fox News after going too hard on the “prayer talk,” according to a new report in Vanity Fair.
SEC Updates Guidance on Adviser Investment Obligations
The latest guidance adds teeth to initial Regulation Best Interest, passed in 2019.
SEC’s Recent Enforcement Sweeps Targeting Off-Channel Communications of Fund Advisers
In this time of continuing digital transformation, the use of smartphones and messaging apps has become increasingly popular in business practice.
Bipartisan Efforts Underway to Change Rules Around Lawmakers Trading Stocks
Lawmakers in both parties are making a renewed push to address stock trading for members of Congress.
US Default on Debt Would Trigger an 'Economic Catastrophe' - Yellen
Failure by Congress to raise government's debt ceiling would trigger "economic catastrophe" that would send interest rates higher for years to come.
At Least Nine Lawmakers Sold Bank Stocks During Turmoil, FT Says
At least nine members of Congress sold banking stocks before and during the market turmoil in March, the Financial Times reported.
