DOL Delay Doesn’t Mean Fiduciary Rule Is Out of the Picture for 2018
While parts of the Department of Labor’s fiduciary rule have been postponed, advisors could soon see the SEC propose its own fiduciary rule.
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More Americans Approve of GOP Tax Overhaul and Expect to Get a Tax Cut
Approval ratings for the new tax law are going up among both Republicans and Democrats — although the latter still largely don’t like it.
Is “Citi” In The Middle Of Trump Porn Star Payoff?
Money-for-silence rumors expose Los Angeles soundalike bank to official scrutiny while public attention reopens old industry pain points.
Cannabis Bank Gurus Scramble For Safe Harbors After Shock Fed Crackdown
DOJ reversal on “hands off” enforcement policy forces hundreds of pot-friendly institutions to hedge their bets on a once-promising $10 billion boom.
Advisors’ Electronic Communications Aren’t up to SEC Standards
The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations has recommended that registered investment advisors...
Wealthfront and Hedgeable Charged by the SEC
The Securities and Exchange Commission filed charges against Wealthfront and the now-defunct Hedgeable that included accusations of false performance
New rules, new opportunities: What financial advisors need to know about the Tax Cut and Jobs Act
On December 22, 2017, President Trump signed the Tax Cut and Jobs Act into law, overhauling nearly every aspect of the U.S. tax code.
