SEC Details Miami Investment Adviser Emergency Action
SEC officials have detailed an emergency action against Miami-based investment adviser BKCoin Management LLC and one of its principals, Kevin Kang.
Recent
SEC Examines Role of Index Providers in Investment Decisions
Regulator assessing whether index providers should be regulated as investment advisers.
It’s Going to be a Big Year for FINRA
“FINRA” has made it clear that compliance with the long-dormant regulation will be a significant focus of the regulator’s attention this year.
Elizabeth Warren Says Fed Chair Powell Took ‘Flamethrower’ to Bank Regulations
Senator Warren blamed Fed Chair Powell for allegedly taking “flamethrower” to regulations in the financial and banking system during the Trump admin.
Banking Crisis: Warren Buffett Is on the Phone with the Biden Administration
The legendary investor is reportedly in contact with the White House over the crisis of confidence rocking banks, since the sudden collapse of SVB.
U.S. Poised to Tighten Reporting Rules on $20TLN Private Fund Sector
Wall Street's top regulator set to adopt new rules aimed bolstering oversight of systemic risk in burgeoning world of private equity and hedge-funds.
Biden Calls on Congress to Give Regulators Authority to Claw Back Exec. Compensation
President Biden is calling on Congress to give regulators the authority to claw back executive compensation in the wake of a string of bank failures.
