US Republicans Challenge More Fund Managers on ESG
Republican attorneys general from 21 US states raised fresh concerns with asset managers over their consideration for ESG factors.
Recent
SEC Warns New Advisers About Compliance Shortfalls
A new Risk Alert from the Securities and Exchange Commission advises that some newly registered advisers need to improve their compliance procedures.
Democratic Senators Call for Crackdown on Wealthy Tax-Dodgers
Some senators are pushing Treasury Department to crack down on what they describe as abusive tax-avoidance schemes used by wealthiest Americans.
SEC Chief Gary Gensler to Face Congress Grilling Over Crypto Policy
The chair of the Financial Services Committee said its primary focus would be setting the groundwork for crypto regulations in the United States.
Elizabeth Warren Says Jerome Powell has ‘Failed’ as Federal Reserve Chair
"I don’t think he should be chairman of the Federal Reserve," the Massachusetts Democrat said in an interview on NBC News' "Meet the Press."
The SEC Charges New York City Law Firm in $8.4 Million Ponzi Scheme
The SEC claims Frost & Miller aided in the loss of millions of dollars for investors.
Credit Suisse Hid $700M From IRS, Senate Investigators Say
The alleged concealment would violate the terms of an agreement the bank had with the Justice Department to settle previous allegations.
