Neither Democrats or Republicans are Happy About How the Fed Handled SVB
When Fed released anticipated report on SVB failure it said actions taken in Washington in 2018/2019 “combined to create weaker regulatory framework”.
Recent
Guidance on Washington’s Capital Gains Tax
Levy may impact some business sales, highly appreciated stocks here.
Fugitive Financial Advisor Indicted for $10 Million Investment Fraud Scheme
Former Berkely Lake financial adviser Christopher Burns has been indicted for role in an investment fraud scheme that defrauded dozens of investors.
Report Suggests Tucker Carlson Was Fired Over Prayer Talk: 'Freaks Rupert Out'
Tucker Carlson may have been fired from Fox News after going too hard on the “prayer talk,” according to a new report in Vanity Fair.
SEC Updates Guidance on Adviser Investment Obligations
The latest guidance adds teeth to initial Regulation Best Interest, passed in 2019.
SEC’s Recent Enforcement Sweeps Targeting Off-Channel Communications of Fund Advisers
In this time of continuing digital transformation, the use of smartphones and messaging apps has become increasingly popular in business practice.
Bipartisan Efforts Underway to Change Rules Around Lawmakers Trading Stocks
Lawmakers in both parties are making a renewed push to address stock trading for members of Congress.
