Citi Trading Desk Head Forced to Delete Post on Gaza Starvation
Citigroup pushed trading desk head to delete social post critical of Israel’s actions in Gaza drawing attention to widespread starvation in region.
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JPMorgan, BofA Leaders Subpoenaed By US Lawmakers Over CATL IPO
JPMorgan and Bank of America Corp. were subpoenaed by US lawmakers over their role in the initial public offering of Chinese battery maker.
FINRA Returns $50 Million to Member Broker-Dealers
A group of investor-protection attorneys is sharply criticizing FINRA for its decision to return $50 million to member broker-dealers.
Wall Street is Coming to the Fed's Defense
Some of the biggest names on Wall Street are getting louder about importance of an independent Fed as the White House pressure on Powell intensifies.
Morgan Stanley, Goldman to Settle Lawsuit Over Archegos Trades
ViacomCBS investors who sued Morgan Stanley, Goldman Sachs Group and Wells Fargo asked judge for final approval of a $120M settlement with the banks.
Former Advisor Sentenced After Defrauding Clients of $23M
Former principal of Rubicon Wealth Advisors in Gladwyne, Pa., sentenced to over 8 years in fed prison for orchestrating multi-million-dollar fraud.
Former Merrill Lynch Advisor Settled SEC Charges That He Defrauded Clients
A former Merrill Lynch advisor has settled SEC charges that he defrauded clients out of nearly $3 million through a non-existent private-equity fund.
