The Wealth Advisor

Contributor

The Wealth Advisor is today’s most relied-on source of news and education for planners and advisors. We scan the news so you don’t have to, sending you what you don’t want to miss…but don’t always have time to find yourself without poring through dozens of publications. The Wealth Advisor sends you a handy once-a-week list of the most important news, hand-picked by our staff for its importance to investment advisors and their practices.

Seismic Shift in How Broker's Can Strategize and Market Products

Financial Industry Regulatory Authority (FINRA) is on the cusp of a significant shift in how brokers can market investment strategies and products.

Why Thanksgiving Week is Typically Bullish for Stocks

Thanksgiving week ushers in holiday season for US. It also kicks off a seasonal bullish bonanza for investors who look to historical probabilities.

The Future of Finance is Now but New Data Shows Why Some Finance Teams are Struggling to Keep Up

Paro released new findings from 2023 Paro Future of Finance survey of 250 C-suite and senior-level managers.

FINRA Chooses Select Firms for Groundbreaking Pilot Program

FINRA introduces a groundbreaking, 3 yr pilot program for remote inspections offering select brokerage firms flexibility to conduct reviews virtually.

Hedge Fund Bets on US Stocks Are Most Crowded Ever, Goldman Says

(Bloomberg) Hedge funds are holding their most concentrated wagers on US equities than anytime in the past 22 years, according to data from Goldman Sachs Group Inc.

An index created by the investment bank to track crowding across hedge funds has reached a record high, according to a report published on Monday, which said the average fund holds 70% of its long portfolio in its top 10 positions.