The Wealth Advisor

Contributor

The Wealth Advisor is today’s most relied-on source of news and education for planners and advisors. We scan the news so you don’t have to, sending you what you don’t want to miss…but don’t always have time to find yourself without poring through dozens of publications. The Wealth Advisor sends you a handy once-a-week list of the most important news, hand-picked by our staff for its importance to investment advisors and their practices.

New Comerica Tech Platform Results in Significant Account Disparities

Tech upgrade, aimed at enhancing operational efficiency, unfortunately triggered errors amounting to millions of dollars in trust client accounts.

RIA’s Could Be Next SEC Target

SEC has intensified its focus on the compliance of financial services firms with record-keeping regulations.

A New Chapter for Raymond James’ Chairman Emeritus Thomas James

Under James stewardship, Raymond James evolved from a modest regional brokerage into a formidable national presence in wealth management.

Market Bets on 2024 Fed Rate Cuts 'Overdone,' BlackRock Strategist Says

Markets are pricing in at least 100 basis points of interest rate cuts next year, starting in the second quarter. One thinks bets "overdone."

Wells Fargo CEO Says Fed Asset Cap Will Cause Pain, Eventually

Wells Fargo & Co. CEO Charlie Scharf said Fed Reserve’s asset cap isn’t doing much to limit his bank’s activities at the moment but will in future.