UBS Reached $3.5 Million Settlement to Resolve Allegations
UBS has reached $3.5 million settlement to resolve allegations of supervisory failures tied to short-term trading in preferred stocks by its brokers.
The Dow Gets Hit With a Sledgehammer — How Worried Should You Be?
On big down days for the stock market or prolonged stretches of sell-offs, it's good to have a trusted playbook.
Private-Place Life Insurance Coming Under Scrutiny From Lawmakers
Life insurance rarely excites advisors but for ultra-high-net-worth individuals, private-placement life insurance policies can reduce estate taxes.
Fed’s Daly Says She’s ‘Very Comfortable’ With Two 2025 Rate Cuts
Fed Bank of San Francisco President Mary Daly said she is “very comfortable” with policymakers’ median projection of two interest-rate cuts next year.
Reserve Your Ticket Now For Envestnet's Next Conference
Envestnet has opened early registration for Envestnet Elevate 2025, scheduled for April 9-10, 2025, at the Venetian Resort Las Vegas in Las Vegas, NV. The agenda will focus on uncovering platform best practices, building a high-net-worth practice, delivering personalized portfolios at scale, exploring opportunities to grow your business, understanding industry trends (and get CE credits!).