Morgan Stanley Smith Barney To Pay $15M Penalty To Settle SEC Charges
Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the SEC related to four financial advisers who stole millions.
Orion Appoints A Head Of Strategy: Expansion Ahead
Orion, the premier provider of transformative wealthtech solutions for financial advisors and the enterprise firms that serve them, today announced the appointment of Chris Shutler, CFA, as Head of Strategy. In his new role, Chris leads the development and execution of corporate strategy, including market analysis and growth opportunities. Chris also serves as a trusted advisor and thought partner to the executive leadership team, facilitating effective decision-making and communication while overseeing special projects. He reports to Orion Chief Financial Officer Mark Mayo.
SMArtX Advisory Solutions Expands Manager Marketplace with 24 New Strategies from Eight Leading Asset Management Firms
SMArtX Advisory Solutions ("SMArtX"), a leading innovator in managed accounts technology, has announced the addition of 24 new strategies from eight leading asset management firms to its Manager Marketplace. SMArtX’s continuously growing platform now offers 1,537 strategies from 322 distinguished asset management firms.
‘The Mother Of All Bubbles’ In The U.S. Is Sucking Money Away From The Rest Of The World
‘The mother of all bubbles’ in the U.S. is sucking money away from the rest of the world, market expert says.
Active ETF's Attracted A Record $257 Billion In 2024
Active ETFs attracted a record $257 billion in 2024, double last year’s total, according to Morningstar.