The Wealth Advisor

Contributor

The Wealth Advisor is today’s most relied-on source of news and education for planners and advisors. We scan the news so you don’t have to, sending you what you don’t want to miss…but don’t always have time to find yourself without poring through dozens of publications. The Wealth Advisor sends you a handy once-a-week list of the most important news, hand-picked by our staff for its importance to investment advisors and their practices.

US Sues Kahn On Hedge Fund Collapse, Indicts Other Executive

The US SEC sued Brian Kahn, the former head of Franchise Group Inc., over the collapse of a hedge fund that he helped run.

Former Morgan Stanley Broker Fined And Suspended For Two Years

Former Morgan Stanley broker fined and suspended for two years for improper transactions.

US SEC Readies Relief For Asset Managers To Add ETFs To Mutual Funds

The SEC on Monday paved the way for an asset manager to add exchange-traded share classes to mutual funds.

Goldman Sachs Upgrades Global Equities On Growth Optimism, Policy Support

Goldman Sachs on Monday upgraded its stance on global equities to "overweight" from "neutral" over the three-month horizon.

Trump Rhetoric, Trade Policies, and Negotiation Style Influence Market Moves

Relying on any single leader—Donald Trump included—as a reason to remain fully invested is a risky strategy for advisors and clients.