The Wealth Advisor

Contributor

The Wealth Advisor is today’s most relied-on source of news and education for planners and advisors. We scan the news so you don’t have to, sending you what you don’t want to miss…but don’t always have time to find yourself without poring through dozens of publications. The Wealth Advisor sends you a handy once-a-week list of the most important news, hand-picked by our staff for its importance to investment advisors and their practices.

Fmr Dem Rep. Barney Frank: Trump Case Shouldn't Have Been Brought

"It's totally historic: Good in one way, bad in another, in my judgment," Frank, who served around 30 years in House, told Monday's "Wake Up America."

DOJ Issues Further Guidance, Warnings on Ephemeral Messaging Apps

Senior DOJ officials offered their most expansive guidance yet about dangers of using ephemeral messaging for company communications.

AOC Under Investigation for Met Gala Dress Reading "Tax The Rich"

US House ethics panel extended investigation into congresswoman Alexandria Ocasio-Cortez over allegations she may have violated congressional rules.

US Republicans Challenge More Fund Managers on ESG

Republican attorneys general from 21 US states raised fresh concerns with asset managers over their consideration for ESG factors.

SEC Warns New Advisers About Compliance Shortfalls

A new Risk Alert from the Securities and Exchange Commission advises that some newly registered advisers need to improve their compliance procedures.