The Wealth Advisor

Contributor

The Wealth Advisor is today’s most relied-on source of news and education for planners and advisors. We scan the news so you don’t have to, sending you what you don’t want to miss…but don’t always have time to find yourself without poring through dozens of publications. The Wealth Advisor sends you a handy once-a-week list of the most important news, hand-picked by our staff for its importance to investment advisors and their practices.

Finra Suspended and Fined LPL Financial Advisor For Recommending an Unsuitable, Complex Mortgage-Backed Security to a 95-Year-Old

Recent disciplinary action by the underscores the importance of ensuring product suitability—especially when serving elderly clients.

The Wealth Advisor

Contributor

Finra Suspended and Fined LPL Financial Advisor For Recommending an Unsuitable, Complex Mortgage-Backed Security to a 95-Year-Old

Bessent Urges Fed to Lower Rates by 150 Basis Points or More

Investors Double Down on September Fed Cut After CPI

Q2 Challenges for Edward Jones as Net New Assets and Household Growth Show Declines

Trump Blasts Goldman Over Tariff Forecasts, Tells David Solomon to 'Focus on Being a DJ'