The Wealth Advisor

Contributor

The Wealth Advisor is today’s most relied-on source of news and education for planners and advisors. We scan the news so you don’t have to, sending you what you don’t want to miss…but don’t always have time to find yourself without poring through dozens of publications. The Wealth Advisor sends you a handy once-a-week list of the most important news, hand-picked by our staff for its importance to investment advisors and their practices.

Insight Partners Fined $1.5M Over Excess Fees, Conflicts of Interest

New York-based investment adviser Insight Venture Management agreed to pay a $1.5 million penalty in settling with SEC.

Audit Firm Marcum Hit with SEC Charges Regarding SPACs

SEC has filed an enforcement action against audit firm Marcum LLP regarding its audit work for “hundreds” of SPACs.

Elon Musk Slams Proposed Wealth Tax With 25% Minimum Tax For Billionaires

Elon Musk slams President Joe Biden’s proposed wealth tax for billionaires and says it would upset billionaire donors.

Deutsche Bank Applies for Crypto Custody License

Deutsche Bank applies for a crypto custodian license in Germany is seeking to expand its services related to digital assets such as cryptocurrencies.

Billionaire Steve Cohen Says He's Optimistic The Market Is Going Up

Investors are too focused on a recession while these AI stocks keep climbing.