A UBS Broker's Short-Selling Strategy Could Cost The Firm $95 Million
A UBS broker’s short-selling strategy on Tesla stock is at the center of a high-stakes arbitration ruling that could cost the firm $95 million.
Recent
Betterment Introduces Solo 401K Plans For Independent Advisors And Their Clients
Betterment is introducing solo 401(k) plans for independent advisors and their clients, expanding its RIA custody platform.
Morgan Stanley Appeals Court Ruling That Initially Favored Them
In an unusual legal scenario, Morgan Stanley finds itself appealing a court ruling that initially favored its position.
Charles Schwab Reduces The Fee On Its International Dividend Equity ETF
Charles Schwab has reduced the fee on its Schwab International Dividend Equity ETF (SCHY), marking another move in the ongoing fee competition.
TD Bank Appoints Compliance Monitor After $3 Billion US Penalty For Money Laundering
Canadian lender TD Bank appointed Guidepost Solutions as the compliance monitor for its anti-money laundering program.
BofA And BlackRock Pare 'Diversity' From Reports As Wall Street's DEI Retreat Mounts
Bank of America and BlackRock are scrapping mentions of diversity from their annual reports as scrutiny of DEI policies intensifies across Wall Street
Betterment Is Acquiring Ellevest Robo-Advisor Business Accounts
Betterment is acquiring the automated investing accounts and assets managed by Ellevest, a robo-advisor founded by Sallie Krawcheck to serve women.
