May 6, 2024
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Finra Suspended and Fined LPL Financial Advisor For Recommending an Unsuitable, Complex Mortgage-Backed Security to a 95-Year-Old
Recent disciplinary action by the underscores the importance of ensuring product suitability—especially when serving elderly clients.
Bessent Urges Fed to Lower Rates by 150 Basis Points or More
US Treasury Secretary Bessent made his most explicit call yet for the Federal Reserve to execute a cycle of interest-rate cuts.