Morgan Stanley has agreed to pay $15 million to settle SEC charges stemming from supervisory failures.
With the stock market trading at record highs, Warren Buffett's preferred valuation measure, the Buffett Indicator, is reaching unprecedented levels.
LPL Financial has reached a settlement agreement with its former CEO Dan Arnold, allowing him to retain stock options valued at $12 million.
Vanguard is intensifying its focus on expanding its financial advice business.