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Quarterly To Semiannual Reporting Could Reshape The Investment Landscape
The SEC’s proposal to allow public companies to shift from quarterly to semiannual reporting could significantly reshape the investment landscape, with meaningful implications for wealth advisors, RIAs, and long-term portfolio management s
What Everyone Is Missing About Mamdani’s Plan To Tax Ken Griffin’s $238 Million Penthouse
(CNN) - New York City Mayor Zohran Mamdani stood outside a luxury skyscraper in Manhattan for a video
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Banks Sue CFPB Over Card Fee Cap
Opponents accused the bureau of exceeding its authority, and ignoring Congress' intent that fees be high enough to deter late payments, ensure cardholder accountability, and compensate issuers for their costs when payments are late.
Why Biden’s Brags on the Economy Aren’t Working
Biden has done many of the things voters sent him to Washington to do, yet his approval ratings are among the worst of any president seeking a second term.
SEC Defers Decision on Spot Bitcoin ETF Options Trading
The US securities regulator deferred on a filing from Cboe Exchange Inc. to offer options tied to ETFs holding Bitcoin, according to documents posted on the agency’s website.
SEC Charges Connecticut-Based Investment Adviser 3D/L Capital Management, LLC, with Failing to Fully and Fairly Disclose Conflicts of Interest, Orders It to Pay Harmed Clients
The SEC’s order finds that agreements between 3D/L Capital Management and an ETF manager created an incentive for 3D/L to use the manager's funds in its portfolios. A cease & desist order and nearly $300,000 in fines followed.