IA Compliance: The Full 360° View/ Washington, D.C., April 5-7

IA Compliance: The Full 360° View/ Washington, D.C., April 5-7

The turnover in power in Washington, D.C., assures big changes are ahead. Political attention to financial services and the SEC has never strayed far from the corridors of power - and this year that focus only intensifies.

New leadership at the SEC that is determined to make its mark means more rules, more regulations, more exams, and more everything.

But that’s where IA Watch’s IA Compliance The Full 360° View rescues you. We’ve crafted a program packed with cutting edge expertise and shared-best practices to keep you safe when you’re riding on the razor’s edge.

Join your peers and hear directly from SEC officials, industry insiders, regulatory experts and your shrewdest peers as they pass on timely guidance.

Speakers

Zeena Abdul-Rahman, Joan Berger, Thomas Bogle, Debra Brown, Ross Delston, Peter Driscoll, Chad Earnst, Ray Ferrara, Patricia Flynn, Tom Gorman, Michelle Kelley, Bruce Karpati, Alec Koch, Jennifer Lammers, Matt Lovett, Theresa Manderski, Richard Marshall, Brent Nicks, Bob Plaze, David Prince, Skip Schweiss, Rob Seco, Jennifer Songer, Rob Tull, Alan Wolper, and Marc Wyatt

CLE/CPE Credits

Satisfy your annual CLE/CPE requirements at IA Watch’s IA Compliance: The Full 360° View Compliance Solutions for a Rapidly Changing Regulatory World conference.

As a national CLE/CPE provider, IA Watch’s conference will offer 14.5 CLE/CPE credits including 1 CLE credit for ethics. A focused approach to continuing education is vital to your firm in a year marked by an abundance of new SEC initiatives.

Argosy, the parent company of IA Watch, is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry for CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.

Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, website: www.nasba.org. If you have any questions regarding CLE/CPE credits, please do not hesitate to contact our Conference Concierge at 1-888-234-7281 or customer@iawatch.com

Registration

The registration fee includes admittance to all sessions, continental breakfasts, plated luncheons, refreshment breaks, and all working materials.

  • PRE-CONFERENCE WORKSHOP: $395
  • REGULAR PRICE: $1,595
  • IA WATCH SUBSCRIBERS: $1,295 ($300 savings)

3 Easy Ways to Register

  1. Register Online
  2. Call Toll-Free: 1-888-234-7281
  3. Mail to:IA Compliance: The Full 360° ViewAttn: IA Watch Conference Dept. — C16269737 Washingtonian Blvd., Suite 502Gaithersburg, MD 20878

Bring your team and save!

Take advantage of special “team” attendee discounts by calling our Compliance Concierge at 1-888-234-7281 or e-mail customer@iawatch.com for savings details.

IA Watch's exclusive conference materials provide up-to-the-minute templates, checklists, forms and tools-you-will-use. Plus, you get electronic versions of conference session presentations and working materials. This alone is worth many times the registration fee.

Register Now >

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